| 10/6/2025 | SP | New Issue: JPMorgan prices $500,000 capped accelerated barrier notes linked to NIO
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| 7/31/2024 | SP | New Issue: Citigroup prices $331,000 32% autocallable contingent coupon equity-linked notes on NIO
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| 6/23/2022 | SP | New Issue: Citi prices $650,000 autocallable equity-linked notes on three stocks
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| 5/18/2022 | SP | New Issue: Barclays prices $1 million contingent income autocalls on two stocks
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| 12/3/2021 | SP | New Issue: HSBC sells $1.5 million autocallable contingent income barrier notes on two stocks
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| 10/29/2021 | SP | New Issue: Barclays sells $1.25 million phoenix autocallable notes on Tesla, NIO
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| 9/2/2021 | SP | New Issue: GS Finance prices $2.7 million autocallable contingent coupon equity notes on NIO
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| 8/31/2021 | SP | New Issue: Barclays sells $2.3 million phoenix autocallable notes on ChargePoint, NIO
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| 8/26/2021 | SP | New Issue: UBS prices $640,000 trigger autocallable contingent yield notes on Nio
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| 8/23/2021 | SP | New Issue: HSBC sells $4 million contingent income barrier autocalls on three stocks
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| 8/6/2021 | SP | New Issue: Barclays sells $1.71 million autocallable contingent coupon notes on GM, Ford, NIO
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| 7/9/2021 | SP | New Issue: Barclays sells $1.5 million phoenix autocallable notes on Blink Charging, NIO
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| 5/30/2021 | SP | New Issue: Barclays sells $2.03 million phoenix autocallable notes on Tesla, NIO
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| 3/16/2021 | SP | New Issue: HSBC sells $2.92 million contingent income barrier autocallables on ETF, stock
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| 3/15/2021 | SP | New Issue: JPMorgan sells $5 million uncapped buffered return enhanced notes on Tesla, NIO
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| 3/7/2021 | SP | New Issue: GS Finance sells $2.84 million leveraged buffered basket-linked notes on 25 stocks
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| 2/3/2021 | SP | New Issue: Credit Suisse sells $20 million contingent income autocalls on NIO
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| 12/24/2020 | SP | New Issue: Barclays prices $10 million 20% autocallables linked to NIO
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| 12/4/2020 | SP | New Issue: Credit Suisse sells $855,000 autocallable reverse convertibles on two stocks
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| 10/31/2020 | SP | New Issue: Goldman prices $735,000 leveraged buffered basket-linked notes on 27 stocks
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| 10/5/2020 | SP | New Issue: Barclays sells $10 million fixed-coupon autocallable notes tied to NIO
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| 9/3/2020 | SP | New Issue: Credit Suisse sells $10 million fixed-income autocallable securities on NIO
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