| 10/6/2025 | SP | New Issue: JPMorgan prices $902,000 autocallable contingent interest notes linked to three stocks
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| 8/8/2025 | SP | New Issue: HSBC sells $1.8 million contingent coupon market-linked autocallable securities linked to stocks
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| 7/7/2025 | SP | New Issue: Morgan Stanley prices $1.11 million market-linked securities linked to five stocks
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| 11/21/2023 | SP | New Issue: UBS sells $1.3 million trigger autocallable contingent yield notes on three stocks
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| 5/18/2023 | SP | New Issue: UBS prices $500,000 trigger yield notes tied to three stocks
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| 4/24/2023 | SP | New Issue: BMO prices $200,000 callable notes with contingent coupons on Kroger
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| 10/10/2022 | SP | New Issue: JPMorgan prices $620,000 autocallable yield notes on three stocks
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| 6/8/2022 | SP | New Issue: Citi prices $790,000 autocallable contingent coupon equity notes on three stocks
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| 5/3/2022 | SP | New Issue: UBS prices $100,000 return optimization securities linked to Kroger
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| 3/26/2022 | SP | New Issue: Citi prices $528,000 autocallable contingent coupon equity notes on three stocks
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| 2/21/2021 | SP | New Issue: Citi sells $300,000 autocallable contingent coupon equity notes on four stocks
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| 1/18/2021 | SP | New Issue: Credit Suisse sells $4.73 million contingent coupon autocallable yield notes on stocks
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| 7/13/2020 | SP | New Issue: Goldman prices $1 million leveraged basket-linked notes on 46 stocks
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| 6/11/2020 | SP | New Issue: Credit Suisse sells $7.02 million contingent income autocalls on three stocks
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| 5/21/2020 | SP | New Issue: UBS prices $1.71 million contingent income autocalls on Kroger
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| 5/12/2020 | SP | New Issue: Barclays sells $2.38 million contingent income autocalls on Kroger
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| 5/11/2020 | SP | New Issue: Goldman prices $3.31 million leveraged basket-linked notes on 46 stocks
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| 5/1/2020 | SP | Barclays plans to price contingent income autocalls on Kroger
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| 2/18/2020 | SP | New Issue: UBS prices $2.69 million contingent income autocalls on Kroger
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| 1/16/2020 | SP | New Issue: Scotia sells $6.05 million capped enhanced participation notes on basket of 49 stocks
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| 10/30/2019 | SP | New Issue: UBS prices $139,978 7.41% trigger yield optimization notes on Kroger
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| 8/22/2019 | SP | New Issue: TD Bank prices $570,000 contingent barrier digital notes on Kroger
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| 8/22/2019 | SP | New Issue: TD Bank prices $295,000 contingent barrier digital notes on Kroger
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| 6/26/2019 | SP | New Issue: Morgan Stanley sells $1.76 million 10.08% worst-of autocall RevCons on stocks
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| 5/15/2019 | SP | New Issue: Credit Suisse sells $1.91 million contingent coupon autocallable yield notes on Kroger
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| 5/9/2019 | SP | Credit Suisse plans contingent coupon autocallable yield notes on Kroger
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| 2/5/2019 | SP | New Issue: Citigroup prices $6.55 million contingent income autocallables linked to Kroger
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| 1/29/2019 | SP | Citigroup plans contingent income autocallables linked to Kroger
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| 8/1/2018 | SP | New Issue: Credit Suisse sells $5.3 million contingent income autocalls on Kroger
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| 7/12/2018 | SP | New Issue: Citigroup sells $1.37 million 9.8% contingent income autocalls on Kroger
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| 7/3/2018 | SP | New Issue: Credit Suisse sells $538,000 9.25% contingent coupon autocalls tied to three stocks
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| 7/3/2018 | SP | Citigroup plans contingent income autocallable notes linked to Kroger
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| 4/2/2018 | SP | New Issue: JPMorgan sells $1.57 million 8% contingent interest autocalls tied to three stocks
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| 4/2/2018 | SP | New Issue: JPMorgan sells $1.64 million 13.1% contingent interest autocalls tied to three stocks
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| 3/13/2018 | SP | JPMorgan plans two-year 11.25% contingent interest autocalls on Flowers, Kroger, Wal-Mart
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| 10/12/2017 | SP | New Issue: UBS prices $146,000 trigger phoenix autocallables linked to Kroger
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| 8/8/2017 | SP | New Issue: Credit Suisse sells $1 million contingent coupon callable yield notes on three stocks
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| 6/26/2017 | SP | New Issue: UBS prices $380,000 trigger phoenix autocallables linked to Kroger
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| 4/3/2017 | SP | New Issue: Barclays prices $6.38 million contingent income autocallables on Kroger
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| 1/18/2017 | SP | New Issue: JPMorgan sells $3.2 million contingent interest autocallables on Kroger
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| 1/12/2017 | SP | JPMorgan plans contingent interest autocallable notes tied to Kroger
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| 10/5/2016 | SP | New Issue: JPMorgan sells $640,000 of contingent interest autocallables on Kroger
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| 10/3/2016 | SP | New Issue: RBC prices $948,000 direct investment notes tied to basket of 25 stocks
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| 9/21/2016 | SP | JPMorgan to price contingent interest autocallables linked to Kroger
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| 9/20/2016 | SP | New Issue: JPMorgan prices $235,000 contingent interest autocallables on Kroger
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| 9/12/2016 | SP | JPMorgan to price contingent interest autocallables linked to Kroger
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| 8/30/2016 | SP | New Issue: HSBC prices $2.15 million phoenix quarterly review notes linked to Kroger
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| 8/25/2016 | SP | RBC to price direct investment notes linked to basket of 25 stocks
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| 8/23/2016 | SP | HSBC plans to price phoenix quarterly review notes linked to Kroger
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| 3/7/2016 | SP | Barclays plans phoenix autocallables tied to Hershey, Kroger, Reynolds
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| 9/4/2015 | GNSP | Bank of Montreal plans notes tied to 15 stocks on Ameriprise SRI list
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| 9/4/2015 | GNSP | Bank of Montreal plans one-year notes linked to Ameriprise SRI stocks
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| 8/7/2015 | SP | Bank of Montreal plans notes linked to Ameriprise SRI stocks for July
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| 8/7/2015 | SP | Bank of Montreal plans notes tied to Ameriprise SRI equity focus list
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| 7/8/2015 | SP | Bank of Montreal plans notes tied to Ameriprise SRI equity focus list
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| 7/8/2015 | SP | Bank of Montreal to price notes linked to Ameriprise SRI stocks
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| 6/11/2015 | SP | New Issue: Credit Suisse prices $625,000 autocallable contingent coupon notes on four stocks
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| 6/8/2015 | SP | Credit Suisse plans contingent coupon autocallables linked to stocks
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| 6/5/2015 | GNSP | Bank of Montreal to price notes on Ameriprise SRI equity focus list
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| 6/5/2015 | GNSP | Bank of Montreal plans notes tied to Ameriprise SRI equity focus list
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| 12/12/2014 | SP | New Issue: Credit Suisse prices $575,000 contingent coupon autocallable yield notes on three stocks
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| 12/8/2014 | SP | Credit Suisse plans contingent coupon autocallables on stock basket
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| 2/23/2009 | SP | New Issue: Morgan Stanley sells $1.03 million 12% RevCons linked to Kroger
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| 1/27/2009 | SP | Morgan Stanley to sell 9%-11% RevCons linked to Kroger
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| 8/11/2008 | SP | New Issue: Morgan Stanley prices $2.8 million 10% RevCons linked to Kroger
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| 7/25/2008 | SP | Morgan Stanley to price 9%-11% RevCons linked to Kroger
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| 5/29/2008 | SP | New Issue: ABN Amro prices $2.35 million 13.25% reverse convertibles linked to Kroger
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| 5/22/2008 | SP | ABN Amro plans 13.25% knock-in notes linked to Kroger
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| 1/28/2008 | SP | New Issue: ABN Amro prices $1.4 million 13.85% reverse exchangeables linked to Kroger
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