| 11/17/2016 | BKCVIGPF | S&P lowers KKR Financial preferreds
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| 5/2/2014 | BKCVIGPF | S&P upgrades KKR Financial
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| 5/1/2013 | BKCVIGPFPV | KKR Financial boasts strong liquidity in Q1, 'ample dry powder'
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| 1/24/2013 | CV | KKR picks physical settlement for conversions made Tuesday, Wednesday
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| 1/18/2013 | CV | KKR Financial's 7.5% convertibles are not convertible after Feb. 15
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| 1/10/2013 | CVIGPF | Fitch rates KKR Financial preferreds BB+
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| 7/26/2012 | CVIGPF | Fitch affirms KKR Financial
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| 3/14/2012 | CVIGPF | Fitch rates KKR notes BBB
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| 2/6/2012 | CVHYIGPF | KKR Financial CEO watching for market's next 'catalyst of volatility'
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| 11/9/2011 | CVIG | Fitch rates KKR notes BBB
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| 11/4/2011 | CV | Fitch: KKR Financial at BBB
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| 11/3/2011 | CV | S&P rates KKR Financial BBB-
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| 11/3/2011 | CV | Fitch gives KKR Financial long-term IDR of BBB
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| 6/11/2010 | CVHYPF | KKR Financial files automatic shelf covering preferreds, debt, stock
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| 5/6/2010 | CV | Market Commentary: Equities plummet, then partially recover; some convertibles buyers step in after decline
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| 4/29/2010 | CVLM | KKR Financial buys back $95.2 million in 7% convertible senior notes
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| 1/15/2010 | CV | KKR greenshoe exercised, lifts 7.5% convertibles to $172.5 million
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| 1/13/2010 | CV | Market Commentary: Salesforce.com settles at par on debut after dipping lower; KKR up; Arris, Kodak, YRC add
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| 1/12/2010 | CV | New Issue: KKR Financial prices upsized $150 million seven-year convertibles at 7.5%, up 22.5%
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| 1/12/2010 | CV | Market Commentary: KKR trades up on debut; Salesforce.com bid fades in the gray; Hutchinson active; Amylin mixed
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| 1/11/2010 | CV | KKR Financial to price $125 million seven-year convertibles to yield 7.25%-7.75%, up 22.5%-27.5%
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| 1/11/2010 | CV | Market Commentary: Alcoa higher ahead of earnings; Ford adds; U.S. Steel slips; Salesforce.com, KKR to price
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| 8/6/2009 | CV | KKR Financial issues 7.2 million shares for $15.7 million of 7% convertible notes due 2012
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| 6/12/2009 | CV | KKR Financial issues shares for $3 million of 7% convertible notes
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| 11/11/2008 | CV | Market Commentary: Chesapeake Energy mixed on asset sale; SunPower mostly steady; Mentor, KKR quiet, shares slide
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| 4/4/2008 | CV | Market Commentary: Lehman adds; other financials mixed, KKR Financial lower, Sallie Mae strengthens
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| 9/20/2007 | CV | KKR Financial cuts conversion price to $31.00 on 7% convertibles
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| 8/3/2007 | CV | Market Commentary: Countrywide slides; mortgage-linked convertibles weak on credit jitters; market nervous
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| 8/1/2007 | CV | Market Commentary: Beazer Homes yo-yos; RAIT stabilizes; KKR Financial moves up; Horizon Lines to test the market
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| 7/31/2007 | CV | Market Commentary: RAIT Financial Trust, KKR Financial tumble; AmeriCredit stumbles; mortgage-linked convertibles dive
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| 7/18/2007 | CV | New Issue: KKR Financial prices $300 million convertible senior notes with 7% coupon, up 30%
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| 7/18/2007 | CV | Market Commentary: KKR Financial opens lower; REITS in trouble?; energy convertibles draw eyes; market skittish on subprimes
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| 7/17/2007 | CV | KKR Financial prices $300 million convertible notes to yield 7%, up 30%
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| 7/17/2007 | CV | Market Commentary: KKR credit concerns; Intel active again; Encysive looking up; investors on hold for earnings
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| 7/16/2007 | CV | KKR Financial to price $300 million convertible senior notes, talked at 6.5%-7%, up 30%-35%
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| 7/16/2007 | CV | Market Commentary: Intel, Newmont up; CVRD down; Health Care, KKR Financial deals coming; trading quiet on earnings
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| 6/1/2007 | CV | KKR files automatic shelf
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