| 8/7/2024 | SP | New Issue: JPMorgan prices $305,000 11.75% autocallable yield notes linked to three stocks
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| 10/1/2023 | SP | New Issue: Morgan Stanley prices $350,000 10.65% worst-of fixed coupon autocallable RevCons on stocks
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| 7/25/2022 | SP | New Issue: JPMorgan prices $1 million return notes on basket of stocks with inflation exposure
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| 7/17/2022 | SP | New Issue: Credit Suisse sells $920,000 contingent coupon autocallable yield notes on two stocks
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| 6/13/2022 | SP | New Issue: GS Finance sells $664,000 basket-linked notes tied to 21 stocks
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| 5/19/2022 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to BNY Mellon
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| 5/13/2022 | SP | New Issue: Credit Suisse sells $550,000 contingent coupon autocall reverse convertibles on stocks
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| 4/22/2022 | SP | New Issue: JPMorgan sells $1.2 million notes on 49 stocks with potential inflation exposure
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| 3/25/2022 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to BNY Mellon
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| 2/10/2022 | SP | New Issue: UBS prices $535,000 trigger phoenix autocallables linked to BNY Mellon
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| 12/7/2021 | SP | New Issue: Morgan Stanley prices $1 million buffered PLUS linked to bank stock basket
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| 10/22/2021 | SP | New Issue: UBS prices $1.04 million trigger autocallables linked to BNY Mellon
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| 10/22/2021 | SP | New Issue: UBS prices $100,000 trigger autocallables linked to BNY Mellon
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| 10/18/2021 | SP | New Issue: JPMorgan prices $4 million return notes on basket of stocks with inflation exposure
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| 4/30/2021 | SP | JPMorgan to price capped buffered enhanced insight notes on stocks with inflation exposure
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| 10/13/2020 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to BNY Mellon
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| 9/15/2020 | SP | New Issue: GS Finance sells $6.83 million leveraged basket-linked notes on 60 stocks
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| 9/4/2020 | SP | New Issue: GS Finance sells $830,000 leveraged basket-linked notes on 103 stocks
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| 8/20/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to BNY Mellon
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| 7/9/2020 | SP | New Issue: Barclays sells $251,000 phoenix autocallable notes on three stocks
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| 6/16/2020 | SP | New Issue: UBS prices $400,000 contingent absolute return autocallable optimization securities linked to BNY Mellon
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| 4/23/2020 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to Bank of New York Mellon
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| 2/26/2020 | SP | New Issue: Morgan Stanley sells $500,000 contingent income autocalls on four stocks
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| 1/10/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to BNY Mellon
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| 10/4/2019 | SP | New Issue: Credit Suisse prices $400,000 contingent coupon reverse convertibles linked to stocks
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| 2/7/2018 | SP | New Issue: Deutsche Bank prices $1.33 million phoenix autocallables linked to three stocks
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| 1/26/2018 | SP | Deutsche Bank to price phoenix autocallables linked to three stocks
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| 7/28/2017 | SP | New Issue: Barclays prices $1 million phoenix autocallables linked to three stocks
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| 7/20/2017 | SP | Barclays plans to price phoenix autocallables linked to three stocks
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| 1/27/2017 | SP | New Issue: JPMorgan prices $2.31 million contingent interest autocallables tied to four stocks
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| 1/13/2017 | SP | JPMorgan plans contingent interest autocallables tied to four stocks
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| 6/4/2015 | SP | Bank of Montreal plans interest rate sensitivity notes on 13 stocks
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| 3/25/2014 | SP | New Issue: Barclays prices $3.55 million callable contingent coupon notes linked to BNY Mellon
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| 3/5/2014 | SP | Barclays plans contingent coupon notes tied to Bank of New York Mellon
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| 12/28/2012 | SP | New Issue: Barclays prices $380,000 callable contingent coupon notes linked to Bank of New York
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| 12/14/2012 | SP | Barclays plans callable contingent coupon notes on Bank of NY Mellon
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| 9/26/2011 | SP | New Issue: JPMorgan prices $500,000 12.65% airbag notes linked to Bank of New York Mellon
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| 6/9/2010 | SP | Barclays to price 8% reverse convertibles linked to Bank of New York Mellon
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| 12/31/2009 | SP | New Issue: Barclays prices $2 million 9.5% reverse convertibles linked to Bank of New York Mellon
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| 12/31/2009 | SP | New Issue: Barclays prices $1 million 11% reverse convertibles linked to Bank of New York Mellon
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| 12/8/2009 | SP | Barclays to price 11% reverse convertibles linked to Bank of New York Mellon
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| 12/8/2009 | SP | Barclays to price 9.5% reverse convertibles linked to Bank of New York Mellon
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| 10/20/2009 | SP | New Issue: JPMorgan prices $8.35 million 9.8% yield optimization notes tied to Bank of New York Mellon
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| 10/13/2009 | SP | New Issue: Morgan Stanley sells $9.28 million 13% notes on Bank of New York Mellon for Eksportfinans
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| 9/24/2009 | SP | Morgan Stanley to price 9%-13% RevCons linked to Bank of New York Mellon stock for Eksportfinans
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| 5/29/2008 | SP | New Issue: RBC prices $52,000 10% RevCons linked to Bank of New York Mellon
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| 5/8/2008 | SP | RBC plans 10% reverse convertibles linked to Bank of New York Mellon
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| 5/5/2008 | SP | Barclays to price 8.75% reverse convertibles linked to Bank of New York Mellon
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